APPLICATION OF MAINE DEPARTMENT OF EDUCATION
Applicant.
Docket No. 90-74-R
Recovery of Funds Proceeding
ACN: 01-83140
Appearances: Jeffrey Frankel, Esq. for the Maine Department of Education
Jeffrey B. Rosen, Esq. for the Office of the General Counsel, United States Department of Education
Before: Judge Allan C. Lewis
This is an appeal by the Maine Department of Education (Maine)
regarding
a preliminary departmental decision issued on August 30, 1990, jointly by the
Offices of the Assistant Secretary for Special Education and Rehabilitation
(OSER), the Assistant Secretary for Vocational and Adult Education, and the
Assistant Secretary for Elementary and Secondary Education. In the
preliminary departmental decision, OSER requested reimbursement of $40,438 for
the fiscal year ending June 30, 1986. On October 12, 1990, the tribunal
issued a show cause order to Maine requiring a response as to why its
application for review should not be dismissed for it failure to file the
application within the period prescribed by law and for its failure to attach
a copy of the preliminary departmental decision to its application as required
by 34 C.F.R. § 81.27(c) (1989). For the reasons stated below, the tribunal
concludes that the application for review was not filed within the period
prescribed by law and, therefore, the application for review is dismissed.
I. FINDINGS OF FACT
On August 30, 1990, OSER issued by certified mail, return receipt
requested, a preliminary departmental decision in which it demanded Maine to
reimburse the U.S. Department of Education the amount of $40,438 for the
fiscal year ending June 30, 1986, on the alleged ground that these funds were
unaccounted for by the Maine Department of Education and Cultural Services.See footnote 1
1/
The preliminary departmental decision was received by Maine in
its mail
room on September 7, 1990. The secretary responsible for routing the mail
within the department did not enter the item on the computerized
correspondence logging system until September 13, 1990, and, at that time,
forwarded the letter within the department.
The record is unclear as to what happened to the original of the
preliminary departmental decision, but in any event, the Director of Finance
received a photocopy copy of the preliminary departmental decision on August
30, 1990. His photocopy did not reveal the August 30, 1990, issue date on the
original preliminary departmental decision. The document used to produce his
photocopy had the issue date covered by the certified mail tag which had been
originally attached to the outside of the envelope in which the preliminary
departmental decision was mailed to Maine.
In calculating the due date to file the application for review, the
Director of Finance relied upon the earlier of the two visible date stamps on
his photocopy, namely the September 14, 1990 date stamp. He assumed that the
September 14, 1990 date was the date of the issuance of the preliminary
departmental decision and that the later date, September 17, 1990, was the
date that Maine received the determination. Accordingly, the Director of
Finance determined the last day to file an application for review was October
12, 1990, Therefore, on October 11, 1990, he sent the application for review
to the Office of the Administrative Law Judges by first class mail and also
faxed a copy of the application for review to that office on the same day.
II. OPINION
Section 452(b)(1) of the General Education Provisions Act, as
amended by
Section 3501 of the Augustus F. Hawkins-Robert T. Stafford Elementary and
Secondary School Improvements Amendments of 1988, Pub. L. 100-297, 102 Stat.
130 (to be codified at 20 U.S.C. § 1234a(b)(1)) provides the period prescribed
by law within which an application for review shall be filed to contest a
preliminary departmental decision as--
not later than 30 days after receipt of notice of the preliminary
departmental decision. The application shall be in the form and
contain the information specified by the Office [of Administrative
Law Judges].See footnote 2
2/
Absent ambiguous language, jurisdictional statutes are strictly construed.
Danko v. United States Dep't of Labor, 846 F.2d 366, 369 (6th Cir. 1988); King v. Dole, 782
F.2d 274 (D.C. Cir. 1986), cert. denied, 479 U.S. 856 (1986). Here, the plain language of the
statute is clear regarding the period in which
to file an application for review. In re Puerto Rico Dep't of Education, Dkt. No. 89-2-R, U.S.
Dep't of Education (Sep. 1, 1989).
In the instant case, Maine received the notice of the preliminary
departmental decision on September 7, 1990. As a result, the 30 day period
ended October 8, 1990. Since this day was a Federal holiday, the last date
for filing an application for review was the next business day or October 9,
1990. 34 C.F.R. § 81.12(d)(2). Inasmuch as Maine filed its application for
review two days later on October 11, 1990, its application for review was not
filed within the period prescribed by law.
Maine argues that the 30 day appeal period should be relaxed in
light of
the extenuating circumstances in this case, i.e. its Director of Finance
purportedly acted reasonably and responsibly in filing the application for
review in light of the earlier of two visible date stamps on his photocopy
which, if it was the applicable date stamp, would have resulted in a timely
filing of the application for review. Excusable neglect, such as a good faith
error by counsel for the litigant in calculating the due date for filing an
appeal, does not validate an otherwise untimely petition for review. Midway Industrial
Contractors v. OSHRC, 616 F.2d 346 (7th Cir. 1980). Accordingly, this argument must be
rejected.
Lastly, Maine seeks to return the preliminary departmental decision
to
OSER under 34 C.F.R. § 81.28(b)(1), or in the alternative, to amend its
application for review. In essence, it requests permission to raise a statute
of limitation's defense that OSER is barred from recovering a portion of the
amount in issue. It also seeks to add a defense that the recovery of the
amount sought is out of proportion to the Federal interest impinged. Since
the tribunal has no jurisdiction in this matter, it is powerless to consider
Maine's requests. Accord King v. Commissioner, 88 T.C. 1042, 1050 (1987).See footnote 3
3/
Accordingly, its requests are denied.
CONCLUSION AND ORDER
For the foregoing reasons, it is concluded that Maine's application
for
review was not filed within the period prescribed by law and, accordingly, it
is HEREBY ORDERED that the application for review is dismissed.
...........................
Allan C. Lewis
Administrative Law Judge
Issued: November 27, 1990
Washington, D.C.